Securities Litigation

If you’re an issuer of equities, an underwriter, director, officer, broker/dealer, hedge fund manager, or other investment advisor, today’s business climate exposes you to many risks and threats, including regulatory and shareholder actions. Having experienced, strategic, and insightful counsel in your corner is essential to defending your interests. We combine a thorough understanding of your aims with in-depth knowledge of securities law and work with you to determine a sensible, cost-effective strategy for success. When litigation is advisable or necessary, we rigorously represent your interests and provide the highest quality representation—always aligning our approach with your goals.

Securities Litigation

Knowledge is power—and protection.

Our Professionals

  • Securities fraud class actions
  • Shareholder derivative suits
  • SEC and state regulatory investigations
  • Internal investigations
  • Insurance class actions
  • FINRA arbitrations
  • Whistleblower litigation
  • Defense of hedge fund managers and other investment advisors
  • Corporate governance and partnership disputes


To learn more about our Securities Litigation practice, please contact one of our Practice Group Chairs: William R. Grimm: Chair, or Gerald J. Petros: Vice Chair.

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