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Professionals The Team Behind the Results

Farrell_Margaret

Margaret D. Farrell

PartnerProvidence

Peggy chairs the firm’s Securities Law Group and focuses her practice in the area of corporate and securities law, with extensive experience in business and capital formation, mergers and acquisitions (both domestic and cross border), corporate restructurings, strategic alliances, and corporate governance matters. She has broad expertise in securities law matters, including private equity and venture capital financings and public debt and equity offerings, 1934 Act compliance issues, proxy contests, and investment company, investment adviser and broker-dealer registration and regulation. Peggy has in-depth knowledge of financial institution regulation and experience in partnering and other arrangements for developing and commercializing technology.

Peggy serves as outside general counsel to a wide array of public and private business concerns, providing advice on business strategies and their legal ramifications. She regularly counsels directors and officers on executive compensation and regulatory compliance matters and evolving best practices in corporate governance.

Furthermore, Peggy has experience representing numerous authors in negotiations with book publishers and managing the private placement syndication of various theatrical productions, including Broadway shows.

Recent Experience

  • Represented Norwix, Inc. in a merger transaction whereby inc.jet Holding, Inc. f/k/a Gunther International Ltd (the “Company”) was merged with and into Norwix, Inc., a wholly-owned subsidiary of the Company, with Norwix, Inc. being the surviving corporation. This intercompany merger involved removing Company stock from the OTC Pink Market, among other things.
  • Represented Rhode Island PBS Foundation, a Rhode Island non-profit corporation (“RIPBS”), in facilitating the merger with Rhode Island Public Radio d/b/a The Public’s Radio, a Rhode Island non-profit corporation (“TPR”) with and into RIPBS. This transaction brought together two highly trusted media sources, creating an integrated multi-media organization that serves as an independent, trusted source for news, investigative journalism, education, and entertainment.

Work Experience

  • Hinckley Allen
    • Chair, Securities Law Group
    • Partner (1981-Present)
  • Tillinghast, Collins & Graham
    • Partner (1980-1981)
    • Associate (1976-1980)
  • Bryant College
    • Lecturer, Masters in Taxation (1979-1981)
  • Frost & Jacobs
    • Associate (1974-1976)

Honors & Awards

  • Best Lawyers in America® (2005-2026)
    • Lawyer of the Year (2014, 2016, 2020, 2021, 2025)
    • Corporate Law
    • Mergers and Acquisitions Law
    • Securities / Capital Markets Law
    • Securities Regulation
  • Chambers and Partners, Chambers USA (2004-2026)
    • Corporate/Commercial
  • Legal 500, US Elite: New England (2026)
    • Corporate and M&A
  • Women & Infants Hospital
    • Cynthia B. Patterson Lifetime Service Award (2023)
    • Special Recognition for Leadership (2011)
    • Distinguished Service Award (2005)
  • Rhode Island Monthly, Professional Excellence in Law (2019)
  • Butler Hospital Corporation, Member of the Year (2017)
  • American Lawyer Women Leaders in the Law (2014); Who's Who in America, East Region, American Women
  • Super Lawyers, Rhode Island (2007-2012)
  • Business Women Award for Career Achievement by the Providence Business News (2010)
  • Martindale-Hubbell® AV Peer Review Rating, Recipient

Charitable & Civic Involvement

  • American Hospital Association Congress of Hospital Trustees, Rhode Island Delegate (1993-1995)
  • American Hospital Association Regional Policy Board, Trustee Delegate (1995-1998)
  • Bancorp Rhode Island, Inc., Director and Member of Executive Committee (2000-2006)
  • Bank Rhode Island, Director and Member of Executive Committee (1996-2006)
  • Butler Hospital
    • Member of Medical Matters Committee (1995-Present)
    • Butler Hospital Foundation Trustee (2011-2019)
    • Trustee (1995-2011)
  • Care New England Health System
    • Board of Governance and Nominating Committee Member, and Past Vice Chair (2011-2015)
    • Strategic Planning Committee Member, and Past Director and Vice Chair (1996-2011)
    • Finance Committee Member (1996-2021)
    • Quality Committee Member
    • Vice Chair of Credentials Committee (2016-Present)
  • Foundation for Repertory Theatre of Rhode Island, Inc. (Trinity Rep)
    • Trustee and Executive Board (1978-1984)
    • Secretary (1980-1982)
    • President (1982-1983)
  • Family Service of Rhode Island, Director, Secretary and Finance Committee Member (2013-Present)
  • Gordon School, Board of Governors (1990-1995)
  • Hospital Association of Rhode Island
    • Director (1989-2003)
    • Member of Executive Committee and Chair of Community Affairs Council (1998-2003)
  • Providence After School Alliance (2013-Present)
    • Director
    • Finance Committee Member
    • Secretary
  • Providence Preservation Society Revolving Fund, Inc., Trustee and Secretary (1982-1988)
  • Rhode Island Business Competition
    • Judge (2005-2024)
    • Co-Chair (2012-2024)
  • The Public's Radio (2013-2019)
    • Co-Chair of Sound and Vision Capital Campaign (2016-2019)
    • Past Director
    • Past Member of Finance Committee
    • Past Chair of Development Committee
  • Rhode Island Board of Regents for Elementary and Secondary Education, Regent (1987-1990)
  • Rhode Island Historical Society, Trustee (1980-1985)
  • RI Bio, Director (2013-Present)
  • Technology Council of Rhode Island, Director and Secretary (1986-1991)
  • Women & Infants Hospital
    • Trustee (1981-2011)
    • Chairman (2003-2006)
    • Vice Chairman (1997-2003)
    • Secretary (1986-1989, 1990-1996)
    • Assistant Secretary (1983-1986)
  • Women & Infants Corporation
    • Director (1989-2011)
    • Treasurer (2009-2010)
    • Chairman (2003-2006)
    • Vice Chairman (1997-2003)
    • Secretary (1989-1996)

Professional Affiliations

  • American Bar Association
    • Banking Law Section
    • Corporation Law Section
    • Business Law Section
  • Federal Tax Forum of Rhode Island, Inc. (1977-1987)
  • Ohio Bar Association
  • Rhode Island Bar Association
  • RI Women’s Bar Association

Bar Memberships

  • Ohio, 1974
  • Rhode Island, 1976
Publication

Final Amendments to Regulation S-P under Securities Exchange Act of 1934

On May 15, 2024, the Securities and Exchange Commission (the “SEC”) issued final amendments (the “Amendments”) to Regulation S-P (originally adopted in 2000), which governs the treatment of a customer’s nonpublic personal information by certain f…

Publication

Every Business Should Pay Attention to Climate-Related Disclosure Rules: Here’s Why

On March 6, 2024, the Securities and Exchange Commission (SEC) released final rules regarding the Enhancement and Standardization of Climate-Related Disclosures for Investors (the Final Rules). We provided an overview of the Final Rules here. The Final Rul…

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Firm News

Hinckley Allen Earns Strong Recognition in Chambers USA 2026 Guide

Hinckley Allen has once again earned prominent recognition in the Chambers USA 2026 Guide. This year, 10 practice areas and more than 30 attorneys across the firm’s offices in the Northeast and Florida earned distinguished rankings, underscoring Hinckley…

Firm News

Excellence Across Practices: Legal 500 Recognizes Hinckley Allen Attorneys in US Elite

Fourteen Hinckley Allen partners across the firm’s core practice areas have been recognized in Legal 500’s US Elite rankings—another significant milestone reflecting strategic growth, unwavering commitment to client service, and strong marke…

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Case Study

Hinckley Allen Facilitates Successful Merger between Rhode Island PBS and The Public’s Radio

Hinckley Allen was pleased to play a lead role in facilitating the merger between Rhode Island PBS (RI PBS) and The Public’s Radio (TPR). This transaction brings together two locally-owned and highly trusted news sources, creating an integrated multimedi…

Case Study

Hinckley Allen Facilitates Brinker Capital Merger in Significant Moment for Financial Services Industry

Hinckley Allen represented its long-time client, Brinker Capital, a registered investment adviser, and its affiliated broker-dealer, in their sale to new investment partnership controlled by funds affiliated with Genstar Capital Partners, a California-base…

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Past Event

Rhode Island Startup Week: Ask the Expert! Fundraising via SAFEs, Debt & Equity

September 24, 2024

Jack Steele, partner in the Corporate & Business Transactions Group, will drive an insightful Q&A discussion on startup fundraising during Rhode Island Startup Week together with RI Bio.  This joint partnership was facilitated by Margaret Farrell's…

Past Event

Critical Issues Facing Boards in Proxy Season

January 15, 2019

Margaret D. Farrell will provide her legal perspective on critical issues facing boards during the proxy season. Learn more about the National Association of Corporate Directors (NACD) New England Chapter's event, which is sure to bring a very healthy and…

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