Margaret D. Farrell

Partner

Providence

401-274-2000

mfarrell@hinckleyallen.com

About

Peggy chairs the firm’s Securities Law Group and focuses her practice in the area of corporate and securities law, with extensive experience in business and capital formation, mergers and acquisitions (both domestic and cross border), corporate restructurings, strategic alliances, and corporate governance matters. She has broad expertise in securities law matters, including private equity and venture capital financings and public debt and equity offerings, 1934 Act compliance issues, proxy contests, and investment company, investment adviser and broker-dealer registration and regulation. Peggy has in-depth knowledge of financial institution regulation and experience in partnering and other arrangements for developing and commercializing technology.

Peggy serves as outside general counsel to a wide array of public and private business concerns, providing advice on business strategies and their legal ramifications. She regularly counsels directors and officers on executive compensation and regulatory compliance matters and evolving best practices in corporate governance.

Work Experience

  • Hinckley Allen
    • Chair, Securities Law Group
    • Partner (1981-Present)
  • Tillinghast, Collins & Graham
    • Partner (1980-1981)
    • Associate (1976-1980)
  • Frost & Jacobs
    • Associate (1974-1976)

Honors & Awards

  • Best Lawyers in America® (2005-2019), Lawyer of the Year (2014, 2016) Recognized for Corporate Law, Mergers and Acquisitions Law, Securities/Capital Markets Law and Securities Regulation Law
  • Butler Hospital Corporation, Member of the Year (2017)
  • American Lawyer Women Leaders in the Law (2014); Who's Who in America, East Region, American Women
  • Rhode Island Monthly, Professional Excellence in Law (2019)
  • Super Lawyers, Rhode Island (2007-2012)
  • Women & Infants Hospital, Special Recognition for Leadership (2011), Distinguished Service Award (2005)
  • Business Women Award for Career Achievement by the Providence Business News (2010)
  • Chambers USA America's Leading Lawyers for the Category of Corporate/Commercial
  • Martindale-Hubbell® AV Peer Review Rating, Recipient

Charitable & Civic Involvement

  • American Hospital Association Congress of Hospital Trustees, Rhode Island Delegate (1993-1995)
  • American Hospital Association Regional Policy Board, Trustee Delegate (1995-1998)
  • Bancorp Rhode Island, Inc., Director and Member of Executive Committee (2000-2006)
  • Bank Rhode Island, Director and Member of Executive Committee (1996-2006)
  • Butler Hospital: Trustee (1995-2011); Member of Medical Matters Committee (1995-Present); Butler Hospital Foundation: Trustee (2011-Present)
  • Care New England Health System: Director and Vice Chair of Strategic Planning Committee (1996-2011) Member (present); Vice Chair of Board Governance and Nominating Committee (2011-2015) Member (Present); Vice Chair of Credentials Committee (2016-Present); Member of Finance Committee and Quality Committee
  • Foundation for Repertory Theatre of Rhode Island, Inc. (Trinity Rep), Trustee and Executive Board (1978-1984); Secretary (1980-1982); President (1982-1983)
  • Family Service of Rhode Island, Director, Secretary and Finance Committee Member
  • Gordon School, Board of Governors (1990-1995)
  • Hospital Association of Rhode Island, Director (1989-2003); Member of Executive Committee and Chair of Community Affairs Council (1998-2003)
  • Providence After School Alliance, Director, Secretary, Finance Committee Member
  • Providence Preservation Society Revolving Fund, Inc., Trustee and Secretary (1982-1988)
  • Rhode Island Business Plan Competition, Co-chair (2012-Present); Judge (2005-Present)
  • Rhode Island Public Radio, Director, Member of Finance Committee; Chair of Development Committee
  • Rhode Island Board of Regents for Elementary and Secondary Education, Regent (1987-1990)
  • Rhode Island Historical Society, Trustee (1980-1985)
  • Technology Council of Rhode Island, Director and Secretary (1986-1991)
  • Women & Infants Hospital, Trustee (1981-2011); Chairman (2003-2006); Vice Chairman (1997-2003); Secretary (1986-1989, 1990-1996); Assistant Secretary (1983-1986)
  • Women & Infants Corporation, Director (1989-2011); Treasurer (2009-2010); Chairman (2003-2006); Vice Chairman (1997-2003); Secretary (1989-1996)

Professional Affiliations

  • American Bar Association: Corporation, Banking and Business Law Sections
  • Federal Tax Forum of Rhode Island, Inc. (1977-1987)
  • Ohio Bar Association
  • Rhode Island Bar Association
  • RI Women’s Bar Association

Bar Memberships

  • Ohio, 1974
  • Rhode Island, 1976

Speaking Engagements

  • Speaker, The Knowledge Group, “Update on the SEC’s Executive Compensation Disclosure Rulemaking under Dodd-Frank: What Do You Need to Know Now?” Webcast – 11/18/2015
  • Speaker, National Business Institute Seminar: Handling the Sale of a Business, “Structuring and Drafting the Acquisition Agreement,” 6/12/2015
  • Presentation at NBI “Forming and Converting to LLCs Conference – “LLCs vs. Incorporation: choosing the Right Business Structure” and “Forming an LLC: Procedure, Requirements and Practical Tips” – 2/23/2012
  • Boston Bar Association, Securities Law Committee Lecture – “Executive Compensation Votes and Golden Parachute Disclosure – Lessons Learned” – 12/2011
  • Presentation at NBI Mergers and Acquisitions from Start to Finish Conference – “Drafting and Negotiating the Purchase Agreement” – 2/7/11
  • Bryant College, Lecturer, Masters in Taxation Program (1979 – 1981)
  • Annual Income Tax Symposium (1978 – 1981)
Firm News

Chambers USA 2019 Ranks Hinckley Allen Attorneys and Practices

April 25, 2019

Hinckley Allen is proud to announce that the 2019 edition of Chambers USA has recognized several of the…

Firm News

51 Hinckley Allen Attorneys Recognized by Best Lawyers in America 2019

August 15, 2018

Hinckley Allen is pleased to announce that Best Lawyers® has recognized 51 attorneys in the 2019 edition…

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Publication

SEC Rule 15c2-12 Amendments Require Disclosure of Additional Events

August 28, 2018

On August 15, 2018, the Securities and Exchange Commission (SEC) finalized and adopted amendments to…

Publication

SEC Expands "Smaller Reporting Company" Definition

July 17, 2018

On June 28, 2018, the Securities and Exchange Commission (“SEC”) amended the definition of “smaller…

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Case Study

Hinckley Allen Guides Major Urban Mixed-Use Redevelopment: Arsenal Yards

Hinckley Allen provided strategic counsel to Boylston Properties and The Wilder Companies, who recently…

Case Study

Hinckley Allen Counsels Charles Widger on $25 Million Gift to Villanova University School of Law

Hinckley Allen is proud to have advised Charles Widger, founder and executive chairman of Brinker Capital,

Past Event

Critical Issues Facing Boards in Proxy Season

January 15, 2019

Margaret D. Farrell will provide her legal perspective on critical issues facing boards during the proxy…

Past Event

Bryant University - Women's Summit 2012

March 15, 2012

The Firm is once again a sponsor of the upcoming Bryant University Women's Summit being held on Thursday,

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Featured Press

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